Search Results - Gault-Brown, Susan A

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    Peer-to-peer lending platforms: securities law considerations

    Peer-to-peer lending platforms: securities law considerations by Rosenblum, Robert H, Gault-Brown, Susan A, Caiazza, Amy B

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    Who's in and who's out? CFTC and SEC finalize the swap entity definitions

    Who's in and who's out? CFTC and SEC finalize the swap entity definitions by Nolan, Anthony R.G, Gault-Brown, Susan I, Patent, Lawrence B

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    SEC issues concept release on use of derivatives by investment companies

    SEC issues concept release on use of derivatives by investment companies by Perlow, Mark, Gault-Brown, Susan

    Published in The Investment Lawyer
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