Adaptive Transmission for Reconfigurable Intelligent Surface-Assisted OFDM Wireless Communications

• Published in: IEEE journal on selected areas in communications 2020-11, Vol.38 (11), p.2653-2665
• Main Authors: Lin, Shaoe, Zheng, Beixiong, Alexandropoulos, George C., Wen, Miaowen, Chen, Fangjiong, Mumtaz, Shahid
• Format: Article
• Language: English
• Subjects: Algorithms; Array signal processing; Beamforming; beamforming optimization; Broadband; Channel estimation; Communications systems; Data communication; Data transmission; Frames; OFDM; Optimization; Orthogonal Frequency Division Multiplexing; Protocols; rate maximization; Reconfigurable intelligent surface (RIS); Reconfigurable intelligent surfaces; Subframes; Training; transmission protocol; Wireless communication; Wireless communications
• ISSN: 0733-8716; 1558-0008
• DOI: 10.1109/JSAC.2020.3007038

Reconfigurable intelligent surfaces (RISs) have recently emerged as an innovative technology for improving the coverage, throughput, and energy/spectrum efficiency of future wireless communications. In this paper, we propose a new transmission protocol for wideband RIS-assisted single-input multiple-output (SIMO) orthogonal frequency division multiplexing (OFDM) communication systems, where each transmission frame is divided into multiple sub-frames to execute channel estimation simultaneously with passive beamforming. As the training symbols are discretely distributed over multiple sub-frames, the channel state information (CSI) associated with RIS cannot be estimated at once. As such, we propose a new channel estimation method to progressively estimate the associated CSI over consecutive sub-frames, based on which the passive beamforming at the RIS is fine-tuned to improve the achievable rate for data transmission. In particular, during the channel training, the RIS plays two roles of embedding training reflection states for progressive channel estimation and performing passive beamforming for data transmission on the data tones. Based on the estimated CSI in each sub-frame, we formulate an optimization problem to maximize the average achievable rate by designing the passive beamforming at the RIS, which needs to balance the received signal power over different sub-carriers and different receive antennas. As the formulated problem is non-convex and thus difficult to solve optimally, we propose two efficient algorithms to find high-quality solutions. Simulation results validate the effectiveness of the proposed channel estimation and beamforming optimization methods. It is shown that the proposed joint channel estimation and passive beamforming scheme is able to drastically improve the average achievable rate and reduce the delay for data transmission as compared to existing schemes.