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Improving snow depth estimation by coupling HUT-optimized effective snow grain size parameters with the random forest approach

Snow cover is highly critical for global water and energy cycles because of its wide areal extent, high reflectivity and good thermal insulation. Knowledge of snow conditions, e.g., snow water equivalent (SWE) and snow depth, is significant to hydrologic and climatologic processes. Spaceborne passiv...

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Published in:Remote sensing of environment 2021-10, Vol.264, p.112630, Article 112630
Main Authors: Yang, J.W., Jiang, L.M., Lemmetyinen, J., Pan, J.M., Luojus, K., Takala, M.
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description Snow cover is highly critical for global water and energy cycles because of its wide areal extent, high reflectivity and good thermal insulation. Knowledge of snow conditions, e.g., snow water equivalent (SWE) and snow depth, is significant to hydrologic and climatologic processes. Spaceborne passive microwave (PMW) data, namely, brightness temperature (TB), have been in use for snow depth and SWE retrieval at the global scale since 1978. However, the sensitivity of TB to these parameters is complex due to snow metamorphism (e.g., snow grain size, GS), which limits the feasibility of many existing algorithms characterizing snow. This study presents a new methodology to retrieve snow depth over China by coupling a microwave snow emission model with a random forest (RF) machine learning (ML) technique. An effective GS value (effGS), a prior snowpack descriptor, was optimized utilizing the Helsinki University of Technology (HUT) model by minimizing the difference between AMSR2 observations (18.7 and 36.5 GHz) and HUT simulations. Five elaborately selected independent variables, including vertical polarized TB differences (TBD) between 18.7 and 36.5 GHz (TBD18.7V&36.5V), 10.65 and 36.5 GHz (TBD10.65V&36.5V), longitude, elevation and effGS, together with the target variable, snow depth, were applied to train the RF model, and then the 10-fold cross-validation (10-CV) approach was employed for performance validation using station data during the period from 2012 to 2018. The results indicated that (1) inclusion of effGS in RF greatly enhanced the overall performance in snow depth estimation; (2) the trained RF model performed better on a temporal scale than on a spatial scale, with unRMSEs of 1.81 cm and 3.17 cm, respectively; (3) specifically, the fitted RF algorithm partially addressed the overestimation in shallow (≤ 20 cm) snowpacks and underestimation in deep (> 20 cm) snow conditions when compared with the established RF algorithm based solely on predictor variables but without effGS. To evaluate the predictive power of the RF algorithm trained with samples in 2017 and 2018, spatially independent station measurements during the period from 2012 to 2016 and field survey data collected from January 2018 to March 2019 were used for validation. Additionally, the RF estimates were compared with two widely used satellite products (AMSR2 and GlobSnow-2). The validation results showed that RF estimates were closer to the in situ data than the other two satellite p
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Knowledge of snow conditions, e.g., snow water equivalent (SWE) and snow depth, is significant to hydrologic and climatologic processes. Spaceborne passive microwave (PMW) data, namely, brightness temperature (TB), have been in use for snow depth and SWE retrieval at the global scale since 1978. However, the sensitivity of TB to these parameters is complex due to snow metamorphism (e.g., snow grain size, GS), which limits the feasibility of many existing algorithms characterizing snow. This study presents a new methodology to retrieve snow depth over China by coupling a microwave snow emission model with a random forest (RF) machine learning (ML) technique. An effective GS value (effGS), a prior snowpack descriptor, was optimized utilizing the Helsinki University of Technology (HUT) model by minimizing the difference between AMSR2 observations (18.7 and 36.5 GHz) and HUT simulations. Five elaborately selected independent variables, including vertical polarized TB differences (TBD) between 18.7 and 36.5 GHz (TBD18.7V&amp;36.5V), 10.65 and 36.5 GHz (TBD10.65V&amp;36.5V), longitude, elevation and effGS, together with the target variable, snow depth, were applied to train the RF model, and then the 10-fold cross-validation (10-CV) approach was employed for performance validation using station data during the period from 2012 to 2018. The results indicated that (1) inclusion of effGS in RF greatly enhanced the overall performance in snow depth estimation; (2) the trained RF model performed better on a temporal scale than on a spatial scale, with unRMSEs of 1.81 cm and 3.17 cm, respectively; (3) specifically, the fitted RF algorithm partially addressed the overestimation in shallow (≤ 20 cm) snowpacks and underestimation in deep (&gt; 20 cm) snow conditions when compared with the established RF algorithm based solely on predictor variables but without effGS. To evaluate the predictive power of the RF algorithm trained with samples in 2017 and 2018, spatially independent station measurements during the period from 2012 to 2016 and field survey data collected from January 2018 to March 2019 were used for validation. Additionally, the RF estimates were compared with two widely used satellite products (AMSR2 and GlobSnow-2). The validation results showed that RF estimates were closer to the in situ data than the other two satellite products. This study demonstrated the potential utility of combining the snow emission model with an ML approach to improve snow depth estimation. •Effective grain size was retrieved using HUT-modeled and AMSR2 observed data.•The retrieved grain size reflects the seasonal evolution of snow microstructure.•The grain size also compensates for the effects of forest on snow depth retrievals.•Combining the snow model with the RF approach greatly improves snow depth estimates.•RF snow depth estimates perform better on a temporal scale than on a spatial scale.</description><identifier>ISSN: 0034-4257</identifier><identifier>EISSN: 1879-0704</identifier><identifier>DOI: 10.1016/j.rse.2021.112630</identifier><language>eng</language><publisher>New York: Elsevier Inc</publisher><subject>Algorithms ; Brightness temperature ; Coupling ; Effective snow grain size (effGS) ; Elevation ; Emission analysis ; Estimates ; Grain size ; HUT model ; Hydrologic processes ; Hydrology ; Independent variables ; Learning algorithms ; Machine learning ; Mathematical models ; Metamorphism ; Parameter sensitivity ; Particle size ; Random forest (RF) ; Snow ; Snow accumulation ; Snow cover ; Snow depth ; Snow-water equivalent ; Snowpack ; Thermal insulation ; Vertical polarization ; Water depth</subject><ispartof>Remote sensing of environment, 2021-10, Vol.264, p.112630, Article 112630</ispartof><rights>2021 The Authors</rights><rights>Copyright Elsevier BV Oct 2021</rights><lds50>peer_reviewed</lds50><oa>free_for_read</oa><woscitedreferencessubscribed>false</woscitedreferencessubscribed><citedby>FETCH-LOGICAL-c368t-6be773e02ca1e8dd280cbe1fb4e895cd0abff315a43d26f0111e2ee9cb4788533</citedby><cites>FETCH-LOGICAL-c368t-6be773e02ca1e8dd280cbe1fb4e895cd0abff315a43d26f0111e2ee9cb4788533</cites></display><links><openurl>$$Topenurl_article</openurl><openurlfulltext>$$Topenurlfull_article</openurlfulltext><thumbnail>$$Tsyndetics_thumb_exl</thumbnail><link.rule.ids>314,776,780,27901,27902</link.rule.ids></links><search><creatorcontrib>Yang, J.W.</creatorcontrib><creatorcontrib>Jiang, L.M.</creatorcontrib><creatorcontrib>Lemmetyinen, J.</creatorcontrib><creatorcontrib>Pan, J.M.</creatorcontrib><creatorcontrib>Luojus, K.</creatorcontrib><creatorcontrib>Takala, M.</creatorcontrib><title>Improving snow depth estimation by coupling HUT-optimized effective snow grain size parameters with the random forest approach</title><title>Remote sensing of environment</title><description>Snow cover is highly critical for global water and energy cycles because of its wide areal extent, high reflectivity and good thermal insulation. Knowledge of snow conditions, e.g., snow water equivalent (SWE) and snow depth, is significant to hydrologic and climatologic processes. Spaceborne passive microwave (PMW) data, namely, brightness temperature (TB), have been in use for snow depth and SWE retrieval at the global scale since 1978. However, the sensitivity of TB to these parameters is complex due to snow metamorphism (e.g., snow grain size, GS), which limits the feasibility of many existing algorithms characterizing snow. This study presents a new methodology to retrieve snow depth over China by coupling a microwave snow emission model with a random forest (RF) machine learning (ML) technique. An effective GS value (effGS), a prior snowpack descriptor, was optimized utilizing the Helsinki University of Technology (HUT) model by minimizing the difference between AMSR2 observations (18.7 and 36.5 GHz) and HUT simulations. Five elaborately selected independent variables, including vertical polarized TB differences (TBD) between 18.7 and 36.5 GHz (TBD18.7V&amp;36.5V), 10.65 and 36.5 GHz (TBD10.65V&amp;36.5V), longitude, elevation and effGS, together with the target variable, snow depth, were applied to train the RF model, and then the 10-fold cross-validation (10-CV) approach was employed for performance validation using station data during the period from 2012 to 2018. The results indicated that (1) inclusion of effGS in RF greatly enhanced the overall performance in snow depth estimation; (2) the trained RF model performed better on a temporal scale than on a spatial scale, with unRMSEs of 1.81 cm and 3.17 cm, respectively; (3) specifically, the fitted RF algorithm partially addressed the overestimation in shallow (≤ 20 cm) snowpacks and underestimation in deep (&gt; 20 cm) snow conditions when compared with the established RF algorithm based solely on predictor variables but without effGS. 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Knowledge of snow conditions, e.g., snow water equivalent (SWE) and snow depth, is significant to hydrologic and climatologic processes. Spaceborne passive microwave (PMW) data, namely, brightness temperature (TB), have been in use for snow depth and SWE retrieval at the global scale since 1978. However, the sensitivity of TB to these parameters is complex due to snow metamorphism (e.g., snow grain size, GS), which limits the feasibility of many existing algorithms characterizing snow. This study presents a new methodology to retrieve snow depth over China by coupling a microwave snow emission model with a random forest (RF) machine learning (ML) technique. An effective GS value (effGS), a prior snowpack descriptor, was optimized utilizing the Helsinki University of Technology (HUT) model by minimizing the difference between AMSR2 observations (18.7 and 36.5 GHz) and HUT simulations. Five elaborately selected independent variables, including vertical polarized TB differences (TBD) between 18.7 and 36.5 GHz (TBD18.7V&amp;36.5V), 10.65 and 36.5 GHz (TBD10.65V&amp;36.5V), longitude, elevation and effGS, together with the target variable, snow depth, were applied to train the RF model, and then the 10-fold cross-validation (10-CV) approach was employed for performance validation using station data during the period from 2012 to 2018. The results indicated that (1) inclusion of effGS in RF greatly enhanced the overall performance in snow depth estimation; (2) the trained RF model performed better on a temporal scale than on a spatial scale, with unRMSEs of 1.81 cm and 3.17 cm, respectively; (3) specifically, the fitted RF algorithm partially addressed the overestimation in shallow (≤ 20 cm) snowpacks and underestimation in deep (&gt; 20 cm) snow conditions when compared with the established RF algorithm based solely on predictor variables but without effGS. To evaluate the predictive power of the RF algorithm trained with samples in 2017 and 2018, spatially independent station measurements during the period from 2012 to 2016 and field survey data collected from January 2018 to March 2019 were used for validation. Additionally, the RF estimates were compared with two widely used satellite products (AMSR2 and GlobSnow-2). The validation results showed that RF estimates were closer to the in situ data than the other two satellite products. This study demonstrated the potential utility of combining the snow emission model with an ML approach to improve snow depth estimation. •Effective grain size was retrieved using HUT-modeled and AMSR2 observed data.•The retrieved grain size reflects the seasonal evolution of snow microstructure.•The grain size also compensates for the effects of forest on snow depth retrievals.•Combining the snow model with the RF approach greatly improves snow depth estimates.•RF snow depth estimates perform better on a temporal scale than on a spatial scale.</abstract><cop>New York</cop><pub>Elsevier Inc</pub><doi>10.1016/j.rse.2021.112630</doi><oa>free_for_read</oa></addata></record>
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subjects Algorithms
Brightness temperature
Coupling
Effective snow grain size (effGS)
Elevation
Emission analysis
Estimates
Grain size
HUT model
Hydrologic processes
Hydrology
Independent variables
Learning algorithms
Machine learning
Mathematical models
Metamorphism
Parameter sensitivity
Particle size
Random forest (RF)
Snow
Snow accumulation
Snow cover
Snow depth
Snow-water equivalent
Snowpack
Thermal insulation
Vertical polarization
Water depth
title Improving snow depth estimation by coupling HUT-optimized effective snow grain size parameters with the random forest approach
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