A Novel Domain Adaptation-Based Intelligent Fault Diagnosis Model to Handle Sample Class Imbalanced Problem

• Published in: Sensors (Basel, Switzerland) Switzerland), 2021-05, Vol.21 (10), p.3382
• Main Authors: Zhang, Zhongwei, Shao, Mingyu, Wang, Liping, Shao, Sujuan, Ma, Chicheng
• Format: Article
• Language: English
• Subjects: Adaptation; Classification; Datasets; domain adaptation; Domains; Fault diagnosis; Industrial applications; manifold regularization; maximum variance discrepancy; Regularization; Roller bearings; samples class imbalance
• ISSN: 1424-8220; 1424-8220
• DOI: 10.3390/s21103382

As the key component to transmit power and torque, the fault diagnosis of rotating machinery is crucial to guarantee the reliable operation of mechanical equipment. Regrettably, sample class imbalance is a common phenomenon in industrial applications, which causes large cross-domain distribution discrepancies for domain adaptation (DA) and results in performance degradation for most of the existing mechanical fault diagnosis approaches. To address this issue, a novel DA approach that simultaneously reduces the cross-domain distribution difference and the geometric difference is proposed, which is defined as MRMI. This work contains three parts to improve the sample class imbalance issue: (1) A novel distance metric method (MVD) is proposed and applied to improve the performance of marginal distribution adaptation. (2) Manifold regularization is combined with instance reweighting to simultaneously explore the intrinsic manifold structure and remove irrelevant source-domain samples adaptively. (3) The ℓ2-norm regularization is applied as the data preprocessing tool to improve the model generalization performance. The gear and rolling bearing datasets with class imbalanced samples are applied to validate the reliability of MRMI. According to the fault diagnosis results, MRMI can significantly outperform competitive approaches under the condition of sample class imbalance.