Capital markets law and compliance : the implications of MiFID / Paul Nelson.

The Markets in Financial Instruments Directive (MiFID) is a detailed re-writing of the regulation of capital markets. To the extent those rules permit, the Financial Services Authority (FSA) is also introducing high-level 'principles-based regulation'. In response to this, Paul Nelson pres...

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Bibliographic Details

Main Author:	Nelson, Paul (Author)
Format:	eBook
Language:	English
Published:	Cambridge : Cambridge University Press, 2008.
Series:	Law practitioner series.
Subjects:	Financial services industry > Law and legislation > Great Britain. Financial services industry > Law and legislation > European Union countries. Financial services industry > State supervision > Great Britain. Securities > Great Britain. Stockbrokers > Legal status, laws, etc. > Great Britain. Stockbrokers > Legal status, laws, etc. > European Union countries. European Parliament. > Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments.
Online Access:	https://doi.org/10.1017/CBO9780511494802
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